First Year SOX Compliance Checklist and Guide

Our First Year SOX Compliance Checklist and Guide, developed by SOX professionals, provides real-world insights into the best approach newly public companies can take to meet their critical compliance obligations, including guidance on:

• Identifying and assembling the right team
• Collaborating with external auditors
• Assessing financial statement risk
• Documenting processes
• Listing controls
• Conducting operating effectiveness testing
• Rationalizing controls and reducing costs

You’ll also learn the indirect benefits of effective SOX compliance, including reducing fraud risks, streamlining processes, improving management, board, and auditor communications, and more.